All promises and allegations are matter to adjudication, decisions might be issue to attraction, and no inference is intended, nor should really any inference be produced from any data contained herein from any supply.
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Page also exchanged e-mail with various likely investors where he confirmed the accuracy from the overall performance quantities inside the promoting supplies.
From Oct 2017 right until Oct 2018, the AWC Letter carries on, Mr. Page distributed promoting products that contained materially inaccurate information “to greater than two dozen prospective buyers.” On top of that, he allegedly “exchanged e-mails with several future traders during which he affirmed the precision from the Learn Fund’s general performance effects as set forth from the Feeder Fund’s promoting supplies.” FINRA states that traders in the Feeder Fund manufactured “7 various investments… totaling somewhere around $one.
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Especially, Page distributed internet marketing supplies for any hedge fund he formed to more than 24 prospective investors. The marketing and advertising content involved efficiency figures that considerably overstated the historic amount of return.
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Page confirmed the number’s precision Even with receiving information that called the precision on the quantities into problem. Therefore, Page violated FINRA Rule 2010.
We recently moved and I discovered some matters from my time residing in London. After the towers were strike on 9/eleven, many of us living and dealing in NYC were…